Firm enforcement history

Infinox Capital Limited

FRN 501057Register status · Authorised1 enforcement actionFines imposed · £99,200

View on FCA register

01 · Enforcement history

Actions recorded on Firmwatcher.

27 Jan 2025 · £99,200

Fine

The FCA fined Infinox Capital Limited £99,200 for failing to submit any MiFIR transaction reports for single‑stock CFD trades executed through one corporate brokerage account between 1 October 2022 and 31 March 2023. Article 26(1) of MiFIR requires trading counterparties to report details of transactions to the relevant regulator; Infinox admitted liability and agreed a settlement, qualifying for a 30% discount. The FCA published a Final Notice on the matter (link below).

Summarised from notice and press

Date	Action	Summary	Source document
27 Jan 2025	Fine £99,200	The FCA fined Infinox Capital Limited £99,200 for failing to submit any MiFIR transaction reports for single‑stock CFD trades executed through one corporate brokerage account between 1 October 2022 and 31 March 2023. Article 26(1) of MiFIR requires trading counterparties to report details of transactions to the relevant regulator; Infinox admitted liability and agreed a settlement, qualifying for a 30% discount. The FCA published a Final Notice on the matter (link below). Summarised from notice and press	Open the published notice or announcement

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