Firm enforcement history

Richard Adams

FRN 667452Register status · Revoked1 enforcement action

View on FCA register

01 · Enforcement history

Actions recorded on Firmwatcher.

18 Jan 2018

Permission variation or cancellation

The FCA cancelled Richard Adams’s authorisation and withdrew his permission to carry on regulated activities; the action took effect on 10 January 2018 and is recorded on the FCA register (entry dated 2018-01-18). The regulator’s Final Notice says the reason for the cancellation was that Mr Adams repeatedly failed to pay FCA fees and levies despite repeated requests. As a result he is no longer an authorised person under the Financial Services and Markets Act 2000 and may not carry on regulated activities in the UK.

Summarised from notice and press

Date	Action	Summary	Source document
18 Jan 2018	Permission variation or cancellation	The FCA cancelled Richard Adams’s authorisation and withdrew his permission to carry on regulated activities; the action took effect on 10 January 2018 and is recorded on the FCA register (entry dated 2018-01-18). The regulator’s Final Notice says the reason for the cancellation was that Mr Adams repeatedly failed to pay FCA fees and levies despite repeated requests. As a result he is no longer an authorised person under the Financial Services and Markets Act 2000 and may not carry on regulated activities in the UK. Summarised from notice and press	Open the published notice or announcement

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