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Enforcement by action · Prohibition

FCA prohibition

1 prohibition is recorded here, covering 1 individual. Each one links to a plain-English summary and, where one exists, the published notice or announcement.

Actions
1
Fines imposed
–
Firms and individuals
1
Latest
30 Sep 2026
  1. Robin Crispin William Odey
    30 Sep 2026 · IRN RCO01013
    Prohibition

    The FCA prohibited Robin Crispin William Odey from performing any function in relation to regulated activity and fined him £1,529,374 for acting without integrity. The sanction stems from his conduct around an internal disciplinary investigation at Odey Asset Management into allegations of sexual misconduct — including twice dismissing the firm’s executive committee (ExCo) while it was investigating, lacking candour, and threatening FCA staff — which the regulator says amounted to frustrating the process. The Upper Tribunal upheld the prohibition and reduced the FCA’s original proposed fine (about £1.835m) to £1,529,374.

    AI summary
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