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Enforcement by action · Permission variations and cancellations

FCA permission variations and cancellations

1 permission variation or cancellation is recorded here, covering 1 firm. Each one links to a plain-English summary and, where one exists, the published notice or announcement.

Actions
1
Fines imposed
–
Firms and individuals
1
Latest
18 Jan 2018
  1. Richard Adams
    18 Jan 2018 · FRN 667452
    Permission variation or cancellation

    The FCA cancelled Richard Adams’s authorisation and withdrew his permission to carry on regulated activities; the action took effect on 10 January 2018 and is recorded on the FCA register (entry dated 2018-01-18). The regulator’s Final Notice says the reason for the cancellation was that Mr Adams repeatedly failed to pay FCA fees and levies despite repeated requests. As a result he is no longer an authorised person under the Financial Services and Markets Act 2000 and may not carry on regulated activities in the UK.

    Summarised from notice and press
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