01 · In plain English
What happened.
The FCA issued a Final Notice on 14 November 2024 fining Martin Paul Cooke £6,020 and imposing a prohibition. The notice records breaches of COCON 2.2.1R — the conduct rule requiring individuals to act with integrity — in the Investment Adviser sector. The action names Cooke (an individual), not his employer; the FCA imposed a financial penalty and a prohibition, and the FCA register entry does not record any customer redress, settlement discount or appeal outcome.
Summarised from the FCA's notice and press reports. The FCA's own text and documents below are the authoritative record.
02 · Enforcement details
What the FCA published.
On 14 November 2024, the Financial Conduct Authority fined Martin Paul Cooke £6,020. This Final Notice refers to breaches of COCON 2.2.1R related to failing to act with integrity in the Investment Adviser sector. We imposed a financial penalty and prohibition. Source: the FCA's published list of 2024 fines.
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