01 · In plain English
What happened.
On 5 August 2025 the Financial Conduct Authority fined individual Poojan Sheth £57,600 and imposed a prohibition. The FCA’s Final Notice says Sheth breached the Market Abuse Regulation and the Financial Services and Markets Act 2000: conduct included market abuse and market manipulation, failing to act with integrity and a lack of fitness and propriety in the investment bank sector. The action was against the individual (not their employer); full details are in the FCA Final Notice linked below.
Summarised from the FCA's notice and press reports. The FCA's own text and documents below are the authoritative record.
02 · Enforcement details
What the FCA published.
On 5 August 2025, the Financial Conduct Authority fined Poojan Sheth £57,600. This Final Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse, market manipulation, failing to act with integrity and lack of fitness/propriety in the investment bank sector. We imposed a financial penalty and a prohibition. Source: the FCA's published list of 2025 fines.
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